Educational organizations - Requirements for bodies providing audit and certification of educational organizations management systems

This document defines the rules applicable to the audit and certification of educational organization management systems (EOMS) conforming to the requirements given in ISO 21001 (or other sets of specified EOMS requirements). It also provides the necessary information and confidence to customers about the way certification of their suppliers has been granted.
Certification of EOMS is a third-party conformity assessment activity (as described in ISO/IEC 17000:2020, 4.5), and bodies performing this activity are third-party conformity assessment bodies.
NOTE 1 This document can be used as a criteria document for the accreditation or peer assessment of certification bodies which seek to be recognized as being competent to certify that an EOMS conforms to ISO 21001. It is also intended to be used as a criteria document by regulatory authorities and industry consortia which engage in direct recognition of certification bodies to certify that an EOMS conforms to ISO 21001. Some of its requirements could also be useful to other parties involved in the conformity assessment of such certification bodies, and in the conformity assessment of bodies that undertake to certify the compliance of EOMS with criteria additional to, or other than, those in ISO 21001.
NOTE 2 Certification of an EOMS according to ISO 21001 is a management system certification, not a product certification.
NOTE 3 ISO 21001 is a standalone management system standard, not a sector application of ISO 9001.

Organismes d'éducation/formation — Exigences pour les organismes procédant à l'audit et à la certification des systèmes de management des organismes d'éducation/formation

Izobraževalne organizacije - Zahteve za organe, ki izvajajo presojo in certificiranje sistemov vodenja izobraževalnih organizacij

Ta dokument določa pravila, ki se uporabljajo za presojanje in certificiranje sistemov vodenja izobraževalnih organizacij (EOMS) v skladu z zahtevami standarda ISO 21001 (ali drugimi nabori zahtev za sisteme vodenja izobraževalnih organizacij). Poleg tega podaja potrebne informacije in ponuja osnovo za zaupanje odjemalcev glede načina certificiranja njihovih dobaviteljev.
Certificiranje sistemov vodenja izobraževalnih organizacij je dejavnost ugotavljanja skladnosti, ki jo izvajajo tretje osebe (kot je določeno v točki 4.5 standarda ISO/IEC 17000:2020); organi, ki izvajajo to dejavnost, so zunanji organi za ugotavljanje skladnosti.
OPOMBA 1: Ta dokument je mogoče uporabiti kot dokument z merili za akreditacijo ali medsebojno ocenjevanje certifikacijskih organov, ki želijo prejeti potrdilo o usposobljenosti za certificiranje sistemov vodenja izobraževalnih organizacij v skladu s standardom ISO 21001. Namenjen je tudi za uporabo kot dokument z merili za upravne organe in industrijske konzorcije, ki omogočajo neposredno potrditev certifikacijskih organov glede usposobljenosti za certificiranje sistemov vodenja izobraževalnih organizacij v skladu s standardom ISO 21001. Nekatere zahteve, ki jih vključuje, so lahko uporabne tudi za druge udeležence v postopku ugotavljanja skladnosti tovrstnih certifikacijskih organov in organov za certificiranje skladnosti sistemov vodenja izobraževalnih organizacij z drugimi merili, ki niso zajeta v standardu ISO 21001.
OPOMBA 2: Certificiranje sistema vodenja izobraževalnih organizacij v skladu s standardom ISO 21001 pomeni certificiranje sistema upravljanja in ne certificiranje proizvodov.
OPOMBA 3: ISO 21001 je samostojen standard za sisteme vodenja in se ne uporablja sektorsko v skladu s standardom ISO 9001.

General Information

Status
Published
Publication Date
23-Nov-2023
Current Stage
6060 - National Implementation/Publication (Adopted Project)
Start Date
09-Nov-2023
Due Date
14-Jan-2024
Completion Date
24-Nov-2023
Technical specification
TS ISO/TS 21030:2024
English language
27 pages
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Technical specification
ISO/TS 21030:2023 - Educational organizations — Requirements for bodies providing audit and certification of educational organizations' management systems Released:31. 10. 2023
English language
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Standards Content (Sample)


SLOVENSKI STANDARD
01-januar-2024
Izobraževalne organizacije - Zahteve za organe, ki izvajajo presojo in certificiranje
sistemov vodenja izobraževalnih organizacij
Educational organizations - Requirements for bodies providing audit and certification of
educational organizations management systems
Organismes d'éducation/formation — Exigences pour les organismes procédant à l'audit
et à la certification des systèmes de management des organismes d'éducation/formation
Ta slovenski standard je istoveten z: ISO/TS 21030:2023
ICS:
03.120.20 Certificiranje proizvodov in Product and company
podjetij. Ugotavljanje certification. Conformity
skladnosti assessment
03.180 Vzgoja in izobraževanje Education
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

TECHNICAL ISO/TS
SPECIFICATION 21030
First edition
2023-10
Educational organizations —
Requirements for bodies providing
audit and certification of educational
organizations' management systems
Organismes d'éducation/formation — Exigences pour les organismes
procédant à l'audit et à la certification des systèmes de management
des organismes d'éducation/formation
Reference number
© ISO 2023
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii
Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Principles . 6
5 General requirements . 6
5.1 L egal and contractual matters . 6
5.2 Management of impartiality . 6
5.3 Liability and financing . 6
6 Structural requirements .7
7 Resource requirements .7
7.1 Competence of personnel . 7
7.1.1 General considerations . 7
7.1.2 Determination of competence criteria. 7
7.1.3 E valuation processes . 7
7.1.4 Other considerations . 7
7.2 Personnel involved in the certification activities . 8
7.3 Use of individual external auditors and external technical experts . 8
7.4 Personnel records . 8
7.5 Outsourcing . 8
8 Information requirements . 8
8.1 Public information . . 8
8.2 Certification documents . 8
8.3 Reference to certification and use of marks . 8
8.4 Confidentiality . 8
8.5 Information exchange between a certification body and its clients . 8
9 Process requirements . 9
9.1 Pre-certification activities . 9
9.1.1 General . 9
9.1.2 Application . 9
9.1.3 Application review . . 9
9.1.4 Audit programme . 9
9.1.5 Determining audit time . 9
9.1.6 Multi-site sampling . . 10
9.1.7 Multiple management system standards . 11
9.2 P lanning audits . 11
9.3 Initial certification . 11
9.4 Conducting audits . 13
9.5 Certification decision . . .13
9.6 Maintaining certification . 13
9.7 Appeals . 13
9.8 Complaints.13
9.9 Records of applicants and clients . 13
10 M anagement system requirements for certification bodies .13
Annex A (normative) Determination of audit time .14
Annex B (normative) Specific knowledge and skills for certification functions in EOMS .17
Bibliography .22
iii
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
different types of ISO document should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).
ISO draws attention to the possibility that the implementation of this document may involve the use
of (a) patent(s). ISO takes no position concerning the evidence, validity or applicability of any claimed
patent rights in respect thereof. As of the date of publication of this document, ISO had not received
notice of (a) patent(s) which may be required to implement this document. However, implementers are
cautioned that this may not represent the latest information, which may be obtained from the patent
database available at www.iso.org/patents. ISO shall not be held responsible for identifying any or all
such patent rights.
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to
the World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT), see
www.iso.org/iso/foreword.html.
This document was prepared by Technical Committee ISO/TC 232, Education and learning services, in
collaboration with the ISO Committee on Conformity Assessment (CASCO).
Any feedback or questions on this document should be directed to the user’s national standards body. A
complete listing of these bodies can be found at www.iso.org/members.html.
iv
Introduction
Certification of the educational organization management systems (EOMS) of an organization is one
means of providing assurance that the organization has implemented a system for the management of
its educational services in line with its policy.
Requirements for an EOMS can originate from a number of sources. This document has been developed
to assist in the certification of EOMS that fulfil the requirements of ISO 21001. The contents of this
document can also be used to support certification of EOMS that are based on other sets of specified
EOMS requirements.
This document is intended for use by bodies that carry out audit and certification of EOMS by providing
generic requirements for such bodies. Such bodies are referre
...


TECHNICAL ISO/TS
SPECIFICATION 21030
First edition
2023-10
Educational organizations —
Requirements for bodies providing
audit and certification of educational
organizations' management systems
Organismes d'éducation/formation — Exigences pour les organismes
procédant à l'audit et à la certification des systèmes de management
des organismes d'éducation/formation
Reference number
© ISO 2023
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii
Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Principles . 6
5 General requirements . 6
5.1 L egal and contractual matters . 6
5.2 Management of impartiality . 6
5.3 Liability and financing . 6
6 Structural requirements .7
7 Resource requirements .7
7.1 Competence of personnel . 7
7.1.1 General considerations . 7
7.1.2 Determination of competence criteria. 7
7.1.3 E valuation processes . 7
7.1.4 Other considerations . 7
7.2 Personnel involved in the certification activities . 8
7.3 Use of individual external auditors and external technical experts . 8
7.4 Personnel records . 8
7.5 Outsourcing . 8
8 Information requirements . 8
8.1 Public information . . 8
8.2 Certification documents . 8
8.3 Reference to certification and use of marks . 8
8.4 Confidentiality . 8
8.5 Information exchange between a certification body and its clients . 8
9 Process requirements . 9
9.1 Pre-certification activities . 9
9.1.1 General . 9
9.1.2 Application . 9
9.1.3 Application review . . 9
9.1.4 Audit programme . 9
9.1.5 Determining audit time . 9
9.1.6 Multi-site sampling . . 10
9.1.7 Multiple management system standards . 11
9.2 P lanning audits . 11
9.3 Initial certification . 11
9.4 Conducting audits . 13
9.5 Certification decision . . .13
9.6 Maintaining certification . 13
9.7 Appeals . 13
9.8 Complaints.13
9.9 Records of applicants and clients . 13
10 M anagement system requirements for certification bodies .13
Annex A (normative) Determination of audit time .14
Annex B (normative) Specific knowledge and skills for certification functions in EOMS .17
Bibliography .22
iii
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
different types of ISO document should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).
ISO draws attention to the possibility that the implementation of this document may involve the use
of (a) patent(s). ISO takes no position concerning the evidence, validity or applicability of any claimed
patent rights in respect thereof. As of the date of publication of this document, ISO had not received
notice of (a) patent(s) which may be required to implement this document. However, implementers are
cautioned that this may not represent the latest information, which may be obtained from the patent
database available at www.iso.org/patents. ISO shall not be held responsible for identifying any or all
such patent rights.
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to
the World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT), see
www.iso.org/iso/foreword.html.
This document was prepared by Technical Committee ISO/TC 232, Education and learning services, in
collaboration with the ISO Committee on Conformity Assessment (CASCO).
Any feedback or questions on this document should be directed to the user’s national standards body. A
complete listing of these bodies can be found at www.iso.org/members.html.
iv
Introduction
Certification of the educational organization management systems (EOMS) of an organization is one
means of providing assurance that the organization has implemented a system for the management of
its educational services in line with its policy.
Requirements for an EOMS can originate from a number of sources. This document has been developed
to assist in the certification of EOMS that fulfil the requirements of ISO 21001. The contents of this
document can also be used to support certification of EOMS that are based on other sets of specified
EOMS requirements.
This document is intended for use by bodies that carry out audit and certification of EOMS by providing
generic requirements for such bodies. Such bodies are referred to as certification bodies. This wording
is not intended to be an obstacle to the use of this document by bodies with other designations that
undertake activities covered by the scope of this document. This document is intended to be used
by anybody involved in the audit of EOMS. It can also be used to support other types of educational
organization certifications based on a combination of ISO/IEC 17021-1, ISO/IEC 17024 and
ISO/IEC 17065.
Certification activities involve the audit of an organization’s EOMS. The form of attestation of conformity
of an organization’s EOMS to a specific EOMS standard (e.g. ISO 21001) or other specified requirements
is normally a certification document or a certificate.
It is for the organization being certified to develop its own management systems (e.g. EOMS in
accordance with ISO 21001, other sets of specified EOMS requirements, quality management systems,
environmental management systems or occupational health and safety management systems) and,
other than where relevant legislative requirements specify to the contrary, it is for the organization to
decide how the various compon
...

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